Securities regulation

Sen. Kelly Loeffler, R-Ga., listens during a virtual Senate Committee for Health, Education, Labor, and Pensions hearing, Tuesday, May 12, 2020 on Capitol Hill in Washington. (Win McNamee/Pool via AP)
1010 WINS Newsroom
May 26, 2020 - 8:23 pm
WASHINGTON (AP) — The Justice Department has closed investigations into stock trading by Sens. Dianne Feinstein of California, Kelly Loeffler of Georgia and Jim Inhofe of Oklahoma, according to people familiar with notifications sent to the senators. The senators came under scrutiny for...
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FILE - In this Monday, April 27, 2020. file photo, Volkswagen CEO Herbert Diess wears a face mask as he attends the restart of the production at the VW headquarters plant in Wolfsburg, Germany. Volkswagen is gradually launch the production at important plants after the corona lockdown. (Swen Pfoertner/dpa via AP)
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May 20, 2020 - 6:37 am
FRANKFURT, Germany (AP) — Volkswagen said charges of securities-law violations against its CEO and board chairman are to be dropped in return for a 9 million-euro ($10 million) payment, removing a potential distraction for the company's management team as it copes with the virus crisis and oversees...
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People walk past a poster that reads 'I want you to stay home', by artist TvBoy amid a lockdown in Barcelona, Spain, Tuesday, March 24, 2020. More than 1.5 billion around the world have been told to stay in their homes. For most people, the new coronavirus causes only mild or moderate symptoms. For some it can cause a more serious illness. (AP Photo/Felipe Dana)
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March 25, 2020 - 12:10 am
NEW YORK (AP) — The Tokyo Olympics were postponed a year as coronavirus deaths and infections surged in Europe and the U.S. on Tuesday, with New York warning it is about to get hit by a “bullet train." Stocks soared after Washington lawmakers said they were close on a nearly $2 trillion deal to...
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FILE - In this Aug. 5, 2017, file photo U.S. Securities and Exchange Commission building in Washington. Securities and Exchange Commission employees have been told to work remotely for the foreseeable future after a coronavirus scare at the agency's Washington headquarters. The agency, said it was informed Monday, March 9, 2020, that a headquarters employee had received medical treatment for respiratory symptoms earlier in the day. (AP Andrew Harnik, File)
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March 10, 2020 - 7:47 pm
WASHINGTON (AP) — Securities and Exchange Commission employees have been encouraged to work remotely for the foreseeable future after a coronavirus scare at the agency's Washington headquarters. The agency, which oversees the financial markets, said it was informed Monday afternoon that a...
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February 27, 2020 - 7:22 pm
COLUMBIA, S.C. (AP) — Two former executives at a South Carolina utility lied repeatedly to regulators and investors about the progress of construction of two nuclear reactors taking hundreds of millions of dollars out of the pockets of investors and ratepayers, federal securities officials said...
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Secretary of Health and Human Services Alex Azar testifies before a Senate Appropriations subcommittee on President Donald Trump's budget request for fiscal year 2021, on Capitol Hill in Washington, Tuesday, Feb. 25, 2020. President Donald Trump said Tuesday that the urgent $2.5 billion plan for coronavirus he sent to lawmakers will prepare the nation in case of an outbreak in the U.S. and help other nations unprepared to handle the threat. (AP Photo/J. Scott Applewhite)
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February 25, 2020 - 8:07 pm
WASHINGTON (AP) — President Donald Trump and his chief economic adviser said Tuesday that the new coronavirus is under control in the U.S., even as the government's top disease fighters warned Americans to prepare for an outbreak here. The mixed messages came as the stock market tumbled for a...
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President Donald Trump talks to the media before he boards Air Force One for a trip to Los Angeles to attend a campaign fundraiser, Tuesday, Feb. 18, 2020, at Andrews Air Force Base, Md. (AP Photo/Evan Vucci)
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February 19, 2020 - 6:17 am
WASHINGTON (AP) — President Donald Trump went on a clemency blitz Tuesday, commuting former Illinois Gov. Rod Blagojevich's 14-year prison sentence and pardoning former New York City police commissioner Bernie Kerik, among a long list of others. Those who got a break from Trump include financier...
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FILE - In this Feb. 2, 2020 file photograph, the company logo sits on an unsold 2020 Model X at a Tesla dealership in Littleton, Colo. Shares of Tesla Inc. fell 4% in early trading Thursday, Feb. 13, after the electric vehicle and solar panel maker said it would sell more than $2 billion worth of additional shares. The move comes just two weeks after CEO Elon Musk said the company had enough cash to fund its capital programs and it didn't need to raise any more money. (AP Photo/David Zalubowski, File)
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February 13, 2020 - 12:49 pm
DETROIT (AP) — Tesla said that is selling $2 billion worth of additional stock, that its U.S. revenue fell last year and that securities regulators are scrutinizing its finances. All of the developments Thursday were disclosed in filings with U.S. Securities and Exchange Commission, which in...
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February 03, 2020 - 4:57 pm
WASHINGTON (AP) — Boeing Co. has confirmed that securities regulators are investigating the company in connection with the 737 Max, which was grounded after two deadly crashes. Boeing disclosed the Securities and Exchange Commission investigation in a regulatory filing Friday. The filing provides...
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FILE - In this July 11, 2012, file photo, John Arensmeyer, CEO of the advocacy group Small Business Majority, poses for a portrait at the Small Business Majority office in Washington. The Setting Every Community Up for Retirement Enhancement Act, known as the SECURE Act, won final congressional approval in the Senate last month and was signed into law by President Donald Trump. One of the bill's features makes it easier for small businesses to band together to offer 401(k) and other retirement plans.“ Most small businesses simply don’t have the funds or staff to offer and manage retirement plans,” said Arensmeyer. (AP Photo/Jacquelyn Martin, File)
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January 06, 2020 - 3:24 pm
NEW YORK (AP) — A new law expanding retirement plan options for small businesses may encourage more companies to offer the benefits to their workers. The Setting Every Community Up for Retirement Enhancement Act, known as the SECURE Act, won final congressional approval in the Senate last month and...
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