Securities regulation

August 15, 2019 - 12:13 pm
MEXICO CITY (AP) — Mexico's Supreme Court has ordered the country's Health Department to set regulations complying with a law allowing medical use of marijuana and derivatives. The law took effect in June 2017 but has yet to be put into practice. The high court says in a statement that the Health...
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In this June 13, 2019, photo released by Xinhua News Agency, guests, from left, Yi Huiman, chairman of China Securities Regulatory Commission, Liu He, vice premier, Li Qiang, top party official of Shanghai, and Ying Yong, Shanghai's mayor, celebrate the launch of the SSE STAR Market, previously referred to as the Shanghai science and technology innovation board in Shanghai. Trading is expected to start Monday, July 22, 2019 on the Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. (Fang Zhe/Xinhua via AP)
July 20, 2019 - 8:45 pm
BEIJING (AP) — Trading starts Monday on a Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. Regulators have approved 25 companies in information technology and other fields seen by communist leaders as a...
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Senate Armed Services Committee member Sen. Elizabeth Warren, D-Mass., questions Secretary of the Army and Secretary of Defense nominee Mark Esper during his confirmation hearing on Capitol Hill in Washington, Tuesday, July 16, 2019. (AP Photo/Manuel Balce Ceneta)
July 18, 2019 - 9:15 am
WASHINGTON (AP) — White House hopeful Elizabeth Warren is proposing new regulations on the private equity industry, pitching constraints designed to end what she decries as "legalized looting" by investment firms that take over troubled companies. Warren's plan, the latest in a series of policy...
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Senate Armed Services Committee member Sen. Elizabeth Warren, D-Mass., questions Secretary of the Army and Secretary of Defense nominee Mark Esper during his confirmation hearing on Capitol Hill in Washington, Tuesday, July 16, 2019. (AP Photo/Manuel Balce Ceneta)
July 18, 2019 - 9:00 am
WASHINGTON (AP) — Democratic presidential candidate Elizabeth Warren is proposing new regulations on the private equity industry. The senator from Massachusetts is pitching constraints designed to end what she decries as "legalized looting" by investment firms that take over troubled companies...
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In this June 13, 2019, photo released by Xinhua News Agency, guests, from left, Yi Huiman, chairman of China Securities Regulatory Commission, Liu He, vice premier, Li Qiang, top party official of Shanghai, and Ying Yong, Shanghai's mayor, celebrate the launch of the SSE STAR Market, previously referred to as the Shanghai science and technology innovation board in Shanghai. Trading is expected to start Monday, July 22, 2019 on the Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. (Fang Zhe/Xinhua via AP)
July 18, 2019 - 1:25 am
BEIJING (AP) — Trading starts Monday on a Chinese stock market for high-tech companies that play a key role in official development plans that are straining relations with Washington. Regulators have approved 25 companies in information technology and other fields seen by communist leaders as a...
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FILE - In this Feb. 6, 2018, file photo, a woman walks through the front doors at a Fidelity Investments office on Congress Street as the ticker displays stock market numbers in Boston. Federal regulators are moving to require that brokers provide their customers with detailed disclosures of their potential conflicts of interest when dispensing advice for retirement planning and other investments. (AP Photo/Stephan Savoia, File)
June 05, 2019 - 2:05 pm
WASHINGTON (AP) — Stockbrokers will have to divulge their potential conflicts of interest to clients when they give them investment advice under action taken Wednesday by federal regulators. The regulation adopted by the Securities and Exchange Commission will also require brokerages to eliminate...
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May 05, 2019 - 2:53 pm
WASHINGTON (AP) — In a story May 5 about congressional efforts to force the White House to comply with requests for information related to the special counsel's Russia investigation, The Associated Press reported erroneously that the House Judiciary Committee is demanding a redacted version of...
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FILE - In this Thursday, March 14, 2019 file photo, Tesla CEO Elon Musk speaks before unveiling the Model Y at the company's design studio in Hawthorne, Calif. Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approval by a company-employed expert. The Securities and Exchange Commission and Musk reached the agreement, which they detailed in filings Friday, April 26, 2019 in federal court in Manhattan. (AP Photo/Jae C. Hong, File)
April 26, 2019 - 7:55 pm
WASHINGTON (AP) — Elon Musk and U.S. securities regulators have settled their dispute over the Tesla CEO's tweets, with Musk agreeing to having his future communications regarding the electric-car maker pre-approved by a company-employed expert. The Securities and Exchange Commission and Musk...
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FILE - In this April 4, 2019, file photo, Tesla CEO Elon Musk leaves Manhattan Federal Court, in New York. In a letter filed on Thursday, April 18, 2019, lawyers for Musk and the U.S. government asked for another week to negotiate a deal to keep Musk from being found in contempt of court. (AP Photo/Richard Drew, File)
April 18, 2019 - 6:40 pm
NEW YORK (AP) — Lawyers for Tesla CEO Elon Musk and U.S. securities regulators are getting another week to negotiate a deal to keep Musk from being found in contempt of court. Both sides say in a letter filed Thursday with a federal court in New York that they talked for over an hour this week and...
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In this July 1, 2016 photo, Bob McDevitt, left, president of Local 54 of the Unite Here casino workers union, speaks to reporters outside the Trump Taj Mahal casino in Atlantic City N.J. hours after the union went on strike against the casino, which was owned by billionaire investor Carl Icahn. On Wednesday, April 10, 2019, McDevitt's union called on casino regulators in New Jersey, Nevada and Ohio to protect casino workers from hedge fund or private equity firms that own casinos if they seek to quickly extract profits from the properties while hurting workers. (AP Photo/Wayne Parry)
April 10, 2019 - 2:34 pm
ATLANTIC CITY, N.J. (AP) — The nation's largest casino workers union is asking gambling regulators to protect employees from neglect by hedge funds or private equity firms seeking short-term returns from casino ownership. Unite Here approached gambling regulators in three states Wednesday, asking...
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